Moloney Securities Co., Inc. (CRD #38535, Manchester, Missouri) was censured and fined $20,000 for allegedly allowing their representatives to recommend and sell non¬traditional ETFs to their clients. FINRA's report stated that Moloney Securities' Written Supervisory Procedures (WSPs) didn't address the sale or the supervision of non-traditional exchange traded funds (ETFs), and Moloney Securities did not […]

Soreide Law Group is investigating claims on behalf of investors who sustained substantial losses in energy market ETFs. Our firm is focusing on claims involving such products as the ProShares Ultra Oil and Gas Fund (DIG), and the Direxion Energy Bull 3X (ERX). Leveraged ETFs are highly speculative investments that should not be held for […]

Soreide Law Group is investigating claims on behalf of investors who sustained substantial losses in energy market ETFs. Our firm is focusing on claims involving such products as the ProShares Ultra Oil and Gas Fund (DIG), and the Direxion Energy Bull 3X (ERX). Leveraged ETFs are highly speculative investments that should not be held for […]