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April 12, 2020
Christopher Bennett Allegedly Churned Accounts

Hilliard Lyons' Christopher Bennett Reports 15 Client Disputes Investor Alert! The Financial Industry Regulatory Authority (FINRA) shows troubling information in regard to securities broker and financial advisor Christopher Duke Bennett [CRD#: 2510231, Louisville, Kentucky]. Namely, 15 clients took issue with the securities broker, who worked for Hilliard Lyons between 1995 and 2018. Also, FINRA issued […]

April 11, 2018
Soreide Law Group Files FINRA Arbitration Against Hilliard Lyons

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against the firm: J.J.B. HILLIARD, W.L. LYONS, LLC (Respondent) The Claimants, are members of the same family, who all had John Dunn Gordinier II, (“Gordinier”), CRD# 2363965, a registered representative of HILLIARD LYONS, as their representative for all accounts at issue. […]

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