Soreide Law Group obtained the following information from FINRA’s August 2017 Disciplinary Report, available to the public on FINRA’s website.  Hilltop Securities Independent Network Inc. (formerly known as: SWS Financial Services, Inc.) (CRD #17587, Dallas, Texas) and Douglas Lee Hodges (CRD 4253217, Celina, Texas) Hilltop Securities was censured, fined $40,000 and required to pay $5,329.75, […]