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April 19, 2019
FREDERICK HOLLOWAY Barred For Unsuitable Recommendations

FREDERICK HOLLOWAY Barred For Unsuitable Recommendations The Financial Industry Regulatory Authority (“FINRA”) issued Decision #: 201605002401 on April 11, 2019, barring securities representative and owner of Holloway & Associates Inc., Frederick David Holloway, (CRD#: 248814, Easton, Maryland) from the securities industry for making unsuitable annuity recommendations to investors and hiding information from FINRA when it […]

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