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December 10, 2022
FINRA Bars Janie Garza-Clark

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Janie Garza-Clark (also known as Janie Clark and Janie Garza) [CRD: 1010752, Scottsdale, Arizona]. Not only has FINRA sanctioned Clark for her failure to testify in an investigation, but investors disputed the sales practices of the securities broker. However, Clark denies the allegations. […]

May 9, 2019
AMY MCPIKE Subject Of Investor's Complaint

INVESTOR ALERT: Customer Claim Concerning Hornor Townsend Broker AMY MCPIKE Amy McPike (CRD#: 2122993, Cincinnati, Ohio) is a securities broker who currently works at Hornor, Townsend & Kent, LLC. Apparently, McPike joined the firm’s Cincinnati, Ohio offices on November 12, 2013. Notably, McPike reports on her Financial Industry Regulatory Authority (FINRA) BrokerCheck Report that a […]

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