MARK JOSEPH GILLIS (MARK J GILLIS) CRD#: 2381496, 48 years-old from Saranac Lake, New York, was sentenced to time served and a year of home detention for defrauding clients of his brokerage firm out of nearly $400,000. Gillis was ordered by the Senior U.S. District Judge to forfeit $379,562 and to pay $226,500 in restitution […]

Soreide Law Group, at (888) 760-6552, has obtained this summation of information from FINRA’s website listed as “Disciplinary and Other FINRA Actions, February, 2014.” Charles William Doller III (CRD #2389795, Registered Principal, Yorktown Heights, New York) was fined $20,000 and suspended for two years by FINRA for allegedly failing to supervise a broker engaged in […]