The following summation of information from FINRA's Website under "Disciplinary and Other Actions, January, 2015," was obtained by the Florida-based Soreide Law Group (888) 760-6552 . Alfred Pierrepont Reeves III (CRD #372836, Hallandale, Florida) was barred by FINRA and ordered to pay $28,704.93, plus prejudgment interest, in restitution to his former employer. The NAC affirmed […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” The Office of Hearing Officers (OHO) issued the following decisions, which have been appealed to or called for review by the NAC as of May 31, 2013. The NAC may […]