Soreide Law Group Investigating DAVID BINDELGLASS Soreide Law Group is reviewing possible claims of unsuitability against Morgan Stanley securities broker David Bindelglass (CRD#: 3201389, Paramus, New Jersey). Morgan Stanley disaffiliated with Bindelglass for unauthorized transactions and inappropriate recommendations. Also, clients brought six disputes contesting Bindelglass’ sales practices. Here’s a summary of some of the recent […]

On November 3, 2014, the Securities and Exchange Commission (SEC) sanctioned 13 firms. According to the SEC, these firms violated the rule that is primarily designed to protect retail investors in the municipal securities market. A "minimum denomination" sets the smallest amount of the bonds that a broker/dealer is permitted to sell to a retail […]