Ameriprise Ordered To Pay Customer after Fraud allegations Michael Anthony Lipscomb (CRD #2286249, Orlando, Florida), who has been a registered representative of Ameriprise Financial Services, Inc. (“Ameriprise”) since August 27, 2014, disclosed via Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that his activities are the subject of a customer-initiated investment-related arbitration dated November 29, 2017. The […]

On April 2, 2018, FREDERICK DAVID HOLLOWAY (CRD#: 248814) was named a respondent in a FINRA complaint alleging that as the sole registered representative and owner of his member firm, Holloway & Associates Inc., he allegedly recommended that his clients exchange one deferred variable annuity contract (VA) for another without having a reasonable basis for […]

Soreide Law Group was recently retained to file claims against Proequities, Inc. of Otsego, Minnesota, regarding investment recommendations made by its former registered representative, BRADLEY J. FREIMARK (CRD# 2883389) Alternate Names: BRADLEY JOHN FREDMARK, BRAD FREIMARK. Mr. Freimark held several lunch seminars where investors were sold REITs such as Behringer Harvard and private placements such […]

Soreide Law Group, PLLC, is currently investigating the sale of promissory notes to investors by their broker/dealers. Again, many conservative investors have said they were sold these notes as “low risk” when in fact, they were highly risky or fraudulent. These investments also paid significantly higher fees to the brokers, making them much more motivated […]

Soreide Law Group, PLLC, is currently investigating the following REIT investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation. - REITS -   Medical Hospitality Group, Inc. American Realty Capital Daily Net Asset Value, Inc. ARC Retail […]

Soreide Law Group, PLLC, is currently investigating the following Equipment Leasing/Income/Equity Fund investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation.   - Equipment Leasing/Income/Equity Funds -   Commonwealth Opportunity Fund II, LLC Cypress Equipment Fund […]

Soreide Law Group is investigating the following Private Equity Fund investments. If your stock broker or financial advisor recommended any of the following investments and you sustained a significant loss of your investment. Call 888-760-6552 for a free consultation.   - Private Equity -   HMS Income Fund, Inc. (BDC) Master Private Equity Fund, LP Sierra […]

Soreide Law Group, PLLC,  is currently investigating the following investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment, call 888-760-6552 for a free consultation.  AgraShares Fund III, LLC Americap Distressed Real Estate Fund I Avere Medical Real Estate Fund I, LP […]