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January 5, 2016
Broker Barred and Fined $170K by FINRA for Allegedly Taking Advantage of Elderly Client

Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions December 2015.” JOSEPH R. BUTLER (CRD# 2447535 Brandywine, Maryland) was barred by FINRA and ordered to pay $170,408.18, plus interest, in restitution to his former client. The NAC affirmed the hearing panel’s findings that Butler allegedly converted an elderly […]

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