The SEC and FINRA issued a joint alert on May 9, 2012, warning investors about the risks involved in selling or buying rights to pension or settlement income streams via products like pension loans, structured settlements or secondary-market annuities. The alert is titled, "Pension or Settlement Income Streams—What You Need to Know Before Buying or […]

The Financial Industry Regulatory Authority (FINRA), and the SEC’s Office of Investor Education and Advocacy,have issued a new Investor Alert called Year-End Investment Considerations for Individual Investors. This new alert provides individual investors with a few suggestions for year-end investment planning as the year draws to a close. “The end of the year is a […]