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February 7, 2012
FINRA Cracking Down on Risky REITs, VAs, Private Placements and on B-Ds' Fees

In an article for InvestmentNews.com, on February 1st, 2012, Mark Schoeff Jr. writes that in a market defined by low interest rates, investors are searching for higher returns. But brokers better be careful how they try to deliver those results, according to their primary regulator. In a 16 page letter posted on its website, the Financial Industry […]

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