Investors have come forward with complaints about securities broker Katherine Greer Nishnic (also known as Katherine Greer Martinson and Katherine Diane Nishnic) [CRD: 2499553, Lexington, South Carolina]. Evidently, the securities broker, who worked for J.P. Turner Company LLC and Centaurus Financial Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on […]

Florida-based Soreide Law Group, (888) 760-6552, recently obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, January, 2016.” J.P. Turner & Company, L.L.C. (CRD #43177, Atlanta, Georgia) was censured, fined $140,000 and ordered to pay $76,743.68, plus interest, in restitution to their clients for allegedly buying and/or selling municipal securities for […]

Sean Francis Sheridan has been barred by FINRA for alleged excessive trading, also know as churning. FINRA's investigation found that he executed 205 excessive mutual fund trades with eight customer’s from January, 2007, through December, 2009. Sheridan effected these trades on a short-term basis of approximately four to five months, increasing customer losses while also […]