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April 1, 2014
Prinipal Broker Barred by FINRA for Converting Clients' Funds to His Own Personal Use

The Soreide Law Group, (888) 760-6552, obtained this summation of information located on FINRA’s website under “Disciplinary and Other FINRA Actions, March, 2014.” Jack Richard Kelly (CRD #1994768, Registered Principal, Millington, Tennessee) was barred by FINRA for allegedly converting $85,000 from his clients. FINRA's findings said a client gave Jack Kelly checks totaling $40,000 that […]

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