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May 2, 2017
Former Raymond James Financial Broker, JAMES DAVID CALDER II, Fined and Suspended by FINRA Over Sale of Life Settlement Investments

Soreide Law Group (888-760-6552) represents clients nationwide before FINRA.  We obtained the following information from FINRA’s April 2017 Disciplinary Report: James David Calder II (CRD #4022637, Borger, Texas) was assessed a deferred fine of $15,000 and suspended by FINRA for six months for allegedly engaging an undisclosed outside business activity by participating in the sale […]

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