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May 22, 2025
James Darlington Involved In UBS Client Arbitration Over Unsuitable Advice

Investors potentially experienced sales practice violations because of securities broker James Kellett Darlington II (also known as James Kellett Darlington, Jim Darlington II, Jimm Darlington II, Jimmy Darlington II) [CRD: 2004439, Knoxville, Tennessee], based on disclosures through FINRA’s BrokerCheck. Evidently, Darlington worked for UBS Financial Services Inc. from January 4, 2008, to September 21, 2021. […]

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