The Financial Industry Regulatory Authority (FINRA) reports important information regarding securities broker James William Dunn Jr. [CRD#: 6084258, Vienna, VA]. Dunn worked for (1) Ameriprise Financial Services LLC from 2019-2021; (2) Wells Fargo Clearing Services LLC from 2015-2019; and (3) Morgan Stanley from 2012-2015. Evidently, FINRA barred Dunn as a securities broker. Also, one or […]