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February 23, 2015
Texas Rep Barred by FINRA for Alleged Misappropriation of Clients Insurance Premiums

James Francis Reid (CRD #2197427 Cypress, Texas) was barred by FINRA for allegedly converting client funds for his own personal use by depositing cash and check insurance premiums, totaling more than $21,000, from clients of his member firm’s insurance affiliate into his personal checking account instead of applying the funds for the clients’ benefit. FINRA's […]

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