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April 1, 2016
James P. Hilty Jr., Former Ocala, Florida Broker, Fined and Suspended by FINRA for Discretionary Trading Without Permission

The Florida law firm, Soreide Law Group (888-760-6552) obtained the following information on FINRA's website listed under, "Disciplinary and Other FINRA Actions March 2016." James P. Hilty Jr. (CRD #5400513, Ocala, Florida) was assessed a deferred fine of $5,000 and suspended by FINRA for 45 days for allegedly effecting discretionary transactions in the securities accounts […]

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