JAMES S POLESE CRD#: 2636427, a 51 year-old Boston-area former Morgan Stanley investment advisor, pleaded guilty April 26, 2018, in federal court in Boston to one count of conspiracy and investment advisor fraud, eight counts of bank fraud, and one count of aggravated identity theft. Sentencing is scheduled for August 2, 2018. Polese, of Wenham, […]

JAMES S POLESE (CRD#: 2636427) and CORNELIUS PETERSON (CRD#: 5769919), both former Morgan Stanley financial advisors, pleaded guilty to fraud and conspiracy, according to the US Attorney in Boston. Polese also pleaded guilty to identity theft. Prosecutors say the two allegedly used client money for their own personal use.  According to court records, Polese and […]