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December 22, 2016
Minneapolis Broker, Jeffrey D. Jacobson with Dougherty & Company LLC, Fined and Censured by FINRA

Soreide Law Group (888-760-6552) obtained the following information from FINRA’s December disciplinary actions: Jeffrey D. Jacobson (CRD #1976541, Maple Grove, Minnesota) was fined $7,500 and suspended by FINRA for 15 business days for allegedly failing to adequately supervise a representative who initiated hundreds of trades for elderly clients without contacting them and unsuitably recommended transactions […]

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