Soreide Law Group is investigating possible investor claims against securities broker Theodore M. Serure (CRD: 419023, New York, New York). Evidently, FINRA sanctioned the securities broker, who worked for Jefferies LLC. Allegedly, Serure borrowed client funds in violation of FINRA rules. Here is a brief summary of FINRA’s allegations against Serure. FINRA Suspends Theodore Serure […]

The Securities and Exchange Commission (SEC) today, January 29th., 2013, on it's website announced that it has charged a former managing director of Jefferies & Co., Inc. (Jefferies), a New York-based broker-dealer, with making misrepresentations and engaging in misleading conduct while he sold mortgage-backed securities (MBS) in the wake of the financial crisis. The SEC […]