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March 17, 2015
Former Broker From Questar Capital Boynton Beach, Florida, Fined and Suspended by FINRA for Alleged Mutual Fund Switches Creating Additional Commissions and Fees

Florida-based Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA's website under “Disciplinary and Other FINRA Actions March 2015.” Jennifer Joice Trowbridge (CRD #4310649, Boca Raton, Florida) was assessed a deferred fine of $10,000 and suspended by FINRA for two months for allegedly recommending a series of mutual fund switches in clients […]

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