On November 15, 2017, JERRY LOU GUTTMAN (CRD#: 1078383), a former broker with United Planners Financial Services, Phoenix, Arizona, was barred by the Financial Industry Regulatory Authority (FINRA) for allegedly engaging in private securities transactions without his firm's prior approval. According to FINRA, from September 2008 through May 2017, Guttman participated in private securities transactions […]