Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s April 2018 Disciplinary Report on the following South Florida broker:  Jimmy Oswald Moscoso (CRD #2912265, Boca Raton, Florida) was barred by FINRA for allegedly converting an elderly client’s funds. FINRA’s findings stated that the elderly client agreed to invest $20,000 in […]