The following summation was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, December, 2013.” Joan Lund Barere (CRD #5710454, Registered Representative, Norwalk, Connecticut) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Barere failed to respond to FINRA requests for information concerning the alteration of […]