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October 14, 2024
John Pelletier Fined for Unauthorized Trading

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker John E. Pelletier [CRD: 4205289, Wauwatosa, Wisconsin]. Pelletier worked for BMO Harris Financial Advisors Inc. from August 1, 2012, to March 24, 2021. Recently, Pelletier faced allegations related to unauthorized trading, leading to fines and a suspension from FINRA. Keep reading to learn more […]

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