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December 28, 2020
John Riccardi Ordered To Pay Investor

Windsor Street Securities Broker John Riccardi Ordered To Pay Investor For Losses FINRA reports troubling information in regard to Windsor Street securities broker John F. Riccardi Jr. (CRD#: 4771185, New York, New York). Notably, FINRA indefinitely suspended Riccardi’s broker registration because he did not pay compensatory damages to a client who sued him for sales […]

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