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January 7, 2015
FINRA Fines and Suspends Broker Over Alleged Posts on Twitter

Jon Robert Hickman (CRD #4644088, Pleasant Hill, California) was fined $15,000 and suspended by FINRA. Allegedly while registered as a research analyst at a member firm, Hickman posted on Twitter concerning equity securities. He allegedly failed to disclose that he owned shares of the security and did not disclose risk or contingent factors or failed […]

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