This information appeared on FINRA’s website under “Disciplinary and Other Actions, August, 2013.” Juan Carlos Parets (CRD #4839759, Registered Representative, New York, New York) was suspended from association with any FINRA member in any capacity for 18 months and ordered to pay $30,000 in restitution to customers, and based on Juan C. Parets’ demonstration of […]

This information appeared on FINRA’s website under “Disciplinary and Other Actions, August, 2013.” Juan Carlos Parets (CRD #4839759, Registered Representative, New York, New York) was suspended from association with any FINRA member in any capacity for 18 months and ordered to pay $30,000 in restitution to customers, and based on Juan C. Parets’ demonstration of […]