Soreide Law Group obtained the following information from FINRA’s Disciplinary Report April 2017: Joseph Henry Murphy III (Joe Murphy) (CRD #1829393, Madison, Wisconsin) was fined $5,000 and suspended by FINRA for 10 business days for allegedly exercising discretion in client accounts that were unrelated, non-discretionary accounts. According to FINRA, these transactions occurred on three separate […]