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February 5, 2026
Joseph O’Shea Barred By FINRA, Linked To Spartan Capital Investor’s Excessive Trading Complaint

FINRA barred securities broker Joseph Edward O’Shea Jr. (also known as Joseph Edward Oshea Jr.) [CRD: 2805483, New York, New York], and investors complaint about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. O’Shea worked for National Securities Corporation from July 21, 2009, to July 21, 2022, Arete Wealth Management […]

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