In a recent action taken by the Financial Industry Regulatory Authority (FINRA), a broker formerly registered with Raymond James Associates in Pittsfield, Massachusetts, JOSEPH PAUL WOITKOSKI (CRD#: 3023301) was suspended for 30 days and fined $7,500 for allegedly making discretionary trades without first getting 12 customers’ written authorizations. On August 20, 2020, according to the […]
