The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Miguel Angel Murillo (also known as Michael Murillo) (CRD:  4875997, New York, NY). Not only has Maryland sanctioned Murillo, but investors disputed the sales practices of the securities broker. However, Murillo denies the allegations. Read on to learn more about the allegations against […]

FINRA Bars Securities Broker David Martirosian Following Investigation The Financial Industry Regulatory Authority (“FINRA”) disclosed that it barred (expelled) David Martin Martirosian (CRD#: 5261144, New York, New York). Namely, the securities broker, who worked for Joseph Stone Capital from July 2016 to April 2021, and who worked for firms who FINRA expelled, agreed to a […]

Investors, Regulators Take Action Against David Khezri The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct against securities broker David Khezri (CRD#: 2736831, Hauppauge, New York). Namely, the securities broker, who currently works in Network 1 Financial Securities’ Hauppauge offices (2010 – present) and who also worked for Worden Capital Management (2017 – […]