The Florida-based Soreide Law Group has obtained the following information on FINRA’s website in the March 2022 Disciplinary report on the following Florida broker: JOSHUA DAVID NICHOLAS (Josh Nicholas CRD#: 6529944, Stuart, Florida), previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated of Stuart, Florida, from 02/03/2020 - 07/31/2020. On January 24, 2022, an Acceptance, […]

On January 24, 2022, the Financial Industry Regulatory Authority (FINRA) barred JOSHUA DAVID NICHOLAS (Josh Nicholas CRD#: 6529944).  Nicholas resigned from Merrill Lynch of Stuart, Florida, over allegations of forging documents and misappropriating funds, according to a recent article in Financial Advisor IQ. Without admitting or denying FINRA’s findings, JOSHUA DAVID NICHOLAS consented to the […]