Sanctions, Investor Disputes Reported On BrokerCheck Record Of Adam Maggio Soreide Law Group is examining investor complaints concerning securities broker Adam Maggio (CRD#: 4177365, Mineola, New York). It appears that disclosures concern JP Turner Company (his employer from 2005 to 2008). They also concern Joseph Stone Capital (his employer since 2013). Here is an overview […]

The SEC brought proceedings that arise out of a failure reasonably to supervise three registered representatives (the “Registered Representatives”) with a view to preventing and detecting their violations of federal securities laws by JP Turner. Between January 1, 2008 and December 31, 2009 (the “relevant period”), for the purpose of generating commission business, these registered […]