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October 18, 2022
Tom Holly Facing Investor Suitability Complaints

Soreide Law Group is investigating possible investor claims against securities broker John Thomas Holly AKA Tom Holly [CRD#: 1713313, Boca Raton, FL]. Holly has worked for (1) B. Riley Wealth Mgmt. since 2022; (2) B. Riley Wealth Advisors Inc. since 2004; and (3) National Securities Corporation from 2004-2022. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck […]

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