The Financial Industry Regulatory Authority (FINRA) accused a New York broker with K. C. Ward Financial of Long Island, with charging a 72-year-old retiree $376,000 in fees and commissions after allegedly making repeated unauthorized trades of her Colgate-Palmolive Co. stock. CRAIG D. DIMA (CRD# 2314389), of K.C. Ward Financial, was charged with making unauthorized and […]
