The Financial Industry Regulatory Authority (FINRA) accused a New York broker with K. C. Ward Financial of Long Island, with charging a 72-year-old retiree $376,000 in fees and commissions after allegedly making repeated unauthorized trades of her Colgate-Palmolive Co. stock. CRAIG D. DIMA (CRD# 2314389), of K.C. Ward Financial, was charged with making unauthorized and […]

Soreide Law Group has filed a FINRA arbitration against K.C. WARD FINANCIAL (K.C. WARD) on behalf of our client from Massachusetts. The Claimant is looking to retire within the next five years and was looking for a conservative growth portfolio. The law suit alleges that shortly after opening an account with K.C. WARD his money […]