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September 26, 2016
Laidlaw & Company (UK) LTD. Fined and Censured by FINRA and Ordered to Pay Restitution to Customers

Soreide Law Group obtained the following information on FINRA’s website from the September 2016, disciplinary report: Laidlaw & Company (UK) LTD. (CRD #119037, London, England) was censured, fined $10,000 and required to pay $27,787.07, plus interest, in restitution to clients for allegedly charging commissions plus a “handling fee” on certain transactions (which took place from […]

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