Soreide Law Group obtained the following information from FINRA’s July, 2017 Disciplinary Report:  Laurence M. Rothstein (CRD #4591152, Cumming, Georgia) was fined $10,000 and suspended by FINRA for two months for allegedly causing his member firm’s books and records to be inaccurate by entering false savings goals for his clients into a firm-created database that […]