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April 30, 2014
Texas Broker Barred by FINRA for Alleged Participation in Life Settlements Without Proper Authorization

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August 7, 2012
FINRA Fines and Suspends Florida Rep

David Louis Bocchino (CRD #3168609, Registered Representative, Bradenton, Florida) was fined $7,500, which includes disgorgement of $2,850 in commissions, and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying the findings, Bocchino consented to the described sanctions and to the entry of findings that he became licensed […]

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