Investors might have sustained losses because of securities broker Matthew Brett Koelliker [CRD: 5660722, San Francisco, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Koelliker worked for KKR Capital Markets LLC beginning on November 12, 2024. He also worked for M360 Advisors as Vice President between February […]

Investors may have incurred losses due to securities broker Ramon Lynn Haile [CRD: 2010552, Hamilton, Texas], according to publicly available information reported on FINRA BrokerCheck. Haile has worked with Avantax Investment Services Inc. since December 18, 1989, and Avantax Advisory Services since November 16, 1990. Keep reading to understand more about the allegations reported about […]

MARK BARRAND Allegedly Misrepresented Investments Investors have disputed the sales practices of securities broker Mark Barrand (CRD#: 4586528, Lone Tree, Colorado). Namely, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for Mark Barrand shows that at least five investors filed “customer disputes” about him. These disputes, summarized below, suggest that Barrand sold unsuitable and misrepresented […]