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May 21, 2014
Maine Broker Fined and Suspended Over Check Disbursement

Soreide Law Group, (888) 760-6552, recently obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2014.” Lisa Ann Brislin (CRD #3260935, Buston, Maine) was fined $7,500 and suspended by FINRA for 30 days for allegedly providing false information on her firm’s internal system on three separate occasions. According […]

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