Soreide Law Group, based in South Florida, obtained the following information from FINRA’s November 2017 Disciplinary report regarding Miami broker:  Lorenzo C. Esteva (CRD #2170595, Miami, Florida) Lorenzo C. Esteva was barred by FINRA for allegedly failing to produce FINRA-requested documents and information as part of an investigation into client complaints that he allegedly provided […]

The South Florida-based law firm, Soreide Law Group, obtained the following information on Miami broker, LORENZO C ESTEVA, on FINRA’s website. On September 11, 2017, LORENZO C ESTEVA CRD#: 2170595, was barred from acting as a broker or otherwise associating with firms that sell securities to the public by the Financial Industry Regulatory Authority Inc. […]