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November 21, 2025
BARRY L BUCHHOLZ Formerly of LPL Fined by FINRA

BARRY LUTHER BUCHOLZ (BARRY L BUCHOLZ) was fined $7,500, ordered to pay $7,480 in disgorgement and suspended for one month by the Financial Industry Regulatory Authority (FINRA). Bucholz, a former LPL Financial broker allegedly traded without authorization in four customers’ accounts. BARRY L BUCHOLZ was listed with LPL Financial LLC of Cedar Rapids, Iowa from 10/11/2021 […]

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