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October 30, 2017
North Carolina Fines LPL FINANCIAL $295,000 Over Broker's Ponzi Scheme

LPL FINANCIAL LLC has been ordered by the state of North Carolina to pay $25,000 in fines, and to reimburse the state of North Carolina $270,000 for the cost it took to investigate a $1.4 million Ponzi scheme orchestrated by one of their registered representatives:  CHARLES CALEB FACKRELL CRD#: 5369665 from Booneville, North Carolina. Fackrell […]

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