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January 14, 2015
Broker Formerly with LPL Financial Suspended by FINRA for Allegedly Receiving Loans From Clients

Soreide Law Group obtained the following summation of information from FINRA's Website under "Disciplinary and Other Actions, December 2014." Robert Charles Mangold (CRD #1665614, Mt. Laurel NJ) was suspended by FINRA for 60 days for allegedly soliciting and receiving loans of $56,000 from two of his clients. According to FINRA, both of his member firms […]

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