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April 9, 2020
MARK LAMKIN Suspended and Fined by FINRA

MARK THOMAS LAMKIN (MARK LAMKIN) CRD#: 2121510, an advisor formerly with LPL Financial of Louisville, Kentucky, has been issued a three month suspension and a $7,500 fine by the Financial Industry Regulatory Authority (FINRA) because he allegedly borrowed $1.3 million from a client without notifying his member firm or obtaining written approval. In a Letter […]

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