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December 9, 2020
Martin Ray Evans Suspended and Fined

Martin Ray Evans (Marty Evans) CRD#: 2412900, a former Ameriprise broker from Mitchel Field, New York, was fined $5,000.00 and suspended 45 days (12/7/2020 - 1/20/2021) by FINRA for allegedly impersonating clients while trying to obtain their account information. According to the FINRA report, without admitting or denying the findings, Martin Ray Evans consented to […]

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